This an independent contributor role that will provide shared-services support to companies of the Fintech Holdings Ltd (“Salmon”) Group and reports directly to the Chief Compliance Officer. The Salmon Group is a fast growing start-up in the financial services sector driven by successful and seasoned individuals seeking to promote financial inclusion in the Philippines.
As a Compliance Assurance Manager, you will own the planning and conduct of independent compliance assurance testing of identified risks for the Salmon Group entities’ business units/functions/branches as approved by the Chief Compliance Manager. You shall be directly responsible for implementing standards for testing methodologies, techniques, and procedures.
This Compliance Assurance Manager position is a right fit for individuals who appreciate a fast-paced & challenging role with plenty of room for career growth.
Key Responsibilities
Key Requirements
To succeed in this Compliance Assurance Manager role, you must have:
If you wanna join our team - feel free to message us!
[email protected]
https://www.linkedin.com/in/jewel-ann-aquino-499996125/
As a Compliance Assurance Manager, you will own the planning and conduct of independent compliance assurance testing of identified risks for the Salmon Group entities’ business units/functions/branches as approved by the Chief Compliance Manager. You shall be directly responsible for implementing standards for testing methodologies, techniques, and procedures.
This Compliance Assurance Manager position is a right fit for individuals who appreciate a fast-paced & challenging role with plenty of room for career growth.
Key Responsibilities
- Plan and implement the compliance assurance testing/review of operational units and branches within the Salmon Group;
- Ensure compliance of Salmon Group entities’ business units/functions/branches with the applicable laws, regulations, and standards of internal and external regulators;
- Conduct compliance testing and reviews and to track identified gaps until closed;
- Escalate regulatory breaches to the Chief Compliance Officer and Senior Management in order that the appropriate action can be undertaken to rectify;
- Produce and issue monitoring reports to both business units and senior management, relevant to compliance assurance testing, monitoring, and review.
- Provide recommendations to the Salmon Group entities’ business units/functions/branches as to how to address identified gaps;
- Manage the planned production, delivery, and completion of compliance monitoring plans;
- Prepare the compliance assurance testing/review reports and presentations;
- Keep abreast of the latest updates on relevant laws, rules, and regulations;
- Test adequacy of controls in place within the business and identify potential and actual breaches;
- Preparation of regulator packs (e.g., presentation, evidence of compliance) that are submitted to regulators.
- Ability to support decisions with sound reasoning; ability to clearly articulate business and regulatory implications of analysis and findings.
Key Requirements
To succeed in this Compliance Assurance Manager role, you must have:
- Integrity, flexibility, and people skills;
- High motivation, results-oriented self-starter, proven ability to work collaboratively within teams and to deliver on time despite minimal supervision;
- At least three (3) years of experience doing compliance, regulatory compliance, audit, risk management in a universal, commercial or thrift bank;
- Proficiency and updated knowledge of financial regulations including those issued by the BSP and SEC;
- At least three years of experience doing compliance testing, compliance review, or internal audit;
- Experience in IT audit is a plus;
- Excellent know-how of banking operations in a similar business position;
- Ability to support decisions with sound reasoning; ability to clearly articulate business and regulatory implications of analysis and findings; and
- Fluent in English.
If you wanna join our team - feel free to message us!
[email protected]
https://www.linkedin.com/in/jewel-ann-aquino-499996125/